At Prism Financial Concepts, we believe there is no such thing as simplistic advice for business owners. Life, and business, are just too complex.
We work at the intersection of business and personal life to help entrepreneurs navigate decisions about capital, resources, and investments.
Our integrative planning approach is a holistic philosophy of financial advisement that recognizes the impact on both personal and business goals for visionary entrepreneurs. We focus on aligning traditional wealth management with a more forward-thinking suite of business management services to help business owners grow their businesses while simultaneously achieving their vision of personal financial success.
The Opportunity
The ideal candidate is an advisor with 5+ years of wealth management and investment advisory experience, who is excited and ready to level up their knowledge around:
This advisor would work side by side with the lead advisor and support both our ultra-high net worth and affluent business clients in addressing their multifaceted, multidisciplinary needs.
Compensation
Base Salary of $75,000 to $125,000 Annual Salary (depending on experience)
Discretionary Quarterly Bonus
401k Match
Full Time Employee
Why Work Here?
We are a mission-based company offering a flex office schedule and dynamic well-rounded culture.
Join our firm and help us make a positive impact on the financial services industry and those it serves. Work in a cooperative and encouraging environment with a team dedicated to excellence. Hard work and dedication are rewarded, and an inquisitive attitude is a must. This position requires a minimum of five years of experience in the wealth management industry and a goal-oriented mindset. Applicant must be proficient in Microsoft office products as well as Emoney, Schwab Advisor Center, and any CRM. Experience with Salesforce, Holistiplan, Stratifi, Orion, Estate Planning Tools and Exit planning tools a plus.
Primary Functions:
Perform critical functions as part of a team dedicated to ensuring client satisfaction with exemplary customer experience and results, including but not limited to:
Secondary Functions:
Qualifications:
Previous experience in financial planning via an independent BD / RIA; insurance company; wirehouse; or institutional custodian investment company
Series 65 or 66 and 63 Securities license or the CFP(R) Certification
Ability to prioritize and multitask
Excellent written and verbal communication skills
Strong attention to detail
Strong organizational skills
Driven self-starter
Coachable